SCHEDULE VII

SCHEDULE VIII

SCHEDULE IX

SCHEDULE X

SCHEDULE XI

SCHEDULE XII

SCHEDULE XIII

PART I

PART II

PART-III

Home Index    Next

 

SCHEDULE VII

 

[Redundant after abolition of the system of managing agents, secretaries and treasures by Act 17 of 1969, w.e.f. 3-4-1970]

 

 

 

SCHEDULE VIII

 

[Redundant after abolition of the system of managing agents, secretaries and treasures by Act 17 of 1969, w.e.f. 3-4-1970]

 

 

 

 

 

SCHEDULE IX 

[See Article 62 of the Table A and also section 176(6)] 

         Form of Proxy

I

GENERAL FORM

                                                                      

" .............................. Name of Company 

I/We................................ of................................ in the district of.................................... being a member/members of the above-named Company hereby appoint......................... of....................... in the district of ............................. or failing him ............................... of............................... in the district of................................... as my/our proxy to vote for me/us, on my/our behalf at the Annual General Meeting / General Meeting (not being an annual general meeting) of the company to be held on the ............................. day of........................... and at any adjournment thereof. 

Signed this............. day of.................... 20 ........... ". 

 

II 

FORM FOR AFFORDING MEMBERS AN OPPORTUNITY OF VOTING 

FOR OR AGAINST A RESOLUTION 

 

" ...................... Name of Company 

I/We .................................. of .............................. in the district of ............................., being a member/members of the above-named Company, hereby appoint, ............... .................... in the district of .................................., or failing him, ................................. of ........................... in the district of ........................................, as my/our proxy to vote for me/us, on my/our behalf at the Annual General Meeting / General Meeting (not being an annual general meeting) of the company, to be held on the.................................day of.................... 20................... and at any adjournment thereof. 

Signed this............. day of.......... 20......... ". 

Note : This form is to be used in favour of / against the resolution. Unless otherwise instructed the proxy will act as he thinks fit.

 

SCHEDULE X 

(See sections 574 and 611)

Table of fees to be paid to the Registrar

 


  Amount of fees 

to be paid Rs


I.

In respect of a company having a share capital :

 

 

 

1.

For registration of a company whose nominal share capital does not exceed Rs.1,00,000

4,000

 

 

2.

For  registration of a company whose nominal share capital exceeds Rs.1,00,000, the above fee of Rs.4,000 with the following additional fees regulated according to the amount of nominal capital:-

 

 

 

 

(a)

for every Rs.10,000 of nominal share capital or part of Rs.10,000 after the first Rs.1,00,000 up to Rs.5,00,000

300

 

 

 

(b)

for every Rs.10,000 of nominal share capital or part of Rs.10,000 after the first Rs.5,00,000 up to Rs.50,00,000

200

 

 

 

(c) 

for every Rs.10,000 of nominal share capital or part of Rs10,000 after the first Rs.50,00,000 up to Rs1 crore

100

 

 

 

(d)

for every Rs.10,000 of nominal share capital or part of                 Rs.10,000 after the first Rs1 crore

50

 

 

 

Provided that where the additional fees, regulated according to the amount of the nominal capital of a company, exceeds a sum of rupees two crores, the total amount of additional fees payable for the registration of such company shall not, in any case, exceed rupees two crores.

 

 

 

3.

For filing a notice of any increase in the nominal share capital of a company, the difference between the fees payable on the increased share capital on the date of filing the notice for registration of company and the fees payable on existing authorised capital, at the rates prevailing on the date of filing the notice.

 

 

 

4.

For registration of any existing company, except such companies as are by this Act exempted from payment of fees in respect of registration under this Act, the same fee is charged for registering a new company.

 

 

 

5.

For filing, registering or recording any document by this Act required or authorised to be filed, registered or recorded ?

 

 

 

 

(a)   

in respect of a company having a nominal share capital of less than Rs.1,00,000.

100

 

 

 

(b)

in respect of a company having a nominal share capital of  Rs.1,00,000 or more but less than Rs.5,00,000

200

 

 

 

(c)  

 in respect of a company having a nominal share capital of Rs.5,00,000 or more but less than Rs.25,00,000

300

 

 

 

(d)  

 in respect of a company having a nominal share capital of Rs.25,00,000 or more

500

 

 

6.

For making a record of or registering any fact by this Act required or authorised to be recorded or registered by the Registrar ?

 

 

 

 

(a)

in respect of a company having a nominal share capital of less than Rs.1,00,000

100

 

 

 

(b)

in respect of a company having a nominal share capital of  Rs.1,00,000 or more but less than Rs.5,00,000

200

 

 

 

(c)  

in respect of a company having a nominal share capital of Rs.5,00,000 or more but less than Rs.25,00,000

300

 

 

 

(d)

in respect of a company having a nominal share capital of Rs.25,00,000 or more

500

 

II.

In respect of a company not having a share capital:

 

 

 

7.

For registration of a company whose number of members as stated in the articles of association, does not exceed 20

1,000

 

 

8.

For registration of a company whose number of members  as stated in the articles of association, exceeds 20 but does not exceed  100

2,500

 

 

9.

For registration of a company whose number of members as stated in the articles of association, exceeds 100 but is not stated to be unlimited, the above fee of Rs.2,500 with an additional Rs.10 for every 50 members, or less number than 50 members, after the first 100.

 

 

 

10.

For registration of  a company in which the number of  members is stated in the articles of association to be unlimited.

5,000

 

 

11.

For registration of any increase in the number of members made after the registration of the company, the same fees as would have been payable in respect  of such increase, if such increase had been stated in the articles of association at the time of registration:

Provided that no company shall be liable to pay on the whole a greater fee than Rs.5,000 in respect of its number of members, taking into account the fee paid on the first registration of the company.

 

 

 

12.

For registration of any existing company except such companies as are by this Act exempted from payment of fees in respect of registration under this Act, the same fee as is charged for registering a new company.

 

 

 

13.

For filing or registering any document by this Act required or authorised to be filed or registered with the Registrar.

50

 

 

14. 

For making a record of or registering any fact by this Act required or authorised to be recorded or registered by the Registrar.

50

 

 

SCHEDULE XI 

(See section 406) 

Form in which sections 539 to 544 of Act are to apply to cases where an application, is made under section 397 or 398 

 

539. Penalty for falsification of books.  -   If with intent to defraud or deceive any person, any officer or member of a company in respect of which an application has been made under section 397 or 398 - 

    (a) destroys, mutilates, alters, falsifies or secrets any books, papers or securities, or is privy to the destruction, mutilation, alteration, falsification, or secreting of any books, papers or securities ; or 

    (b) makes, or is privy to the making of, any false or fraudulent entry in any register, books of account or document belonging to the company, 

he shall be punishable with imprisonment for a term which may extend to seven years, and shall also be liable to fine. 

540. Penalty for frauds by officers.    -    If any person, being at the time of the commission of the alleged offence, an officer of a company in respect of which the Company Law Board subsequently makes an order under section 397 or 398, - 

    (a) has, by false pretences or by means of any other fraud, induced any person to give credit to the company ; 

    (b) with intent to defraud creditors of the company, has made or caused to be made any gift or transfer of or charge on, or has caused or connived at the levying of any execution against the property of the company ; or 

    (c) with intent to defraud creditors of the company, has concealed or removed any part of the property of the company since the date of any unsatisfied judgment or order for payment of money obtained against the company, or within two months before that date ; he shall be punishable with imprisonment for a term which may extend to two years and shall also be liable to fine. 

541.  Liability where proper accounts not kept.   -   (1) Where an application has been made to the Company Law Board under section 397 or 398 in respect of a company, if it is shown that proper books of account were not kept by the company throughout the period of two years immediately preceding the making of the application, or the period between the incorporation of the company and the making of the application, whichever is shorter, every officer of the company who is in default shall, unless he shows that he acted honestly and that in the circumstances in which the business of the company was carried on, the default was excusable, be punishable with imprisonment for a term which may extend to one year. 

    (2) For the purposes of this section, proper books of account shall be deemed not to have been kept in the case of any company, if there have not been kept - 

        (a) such books of accounts as are necessary to exhibit and explain the transactions and financial position of the business of the company, including books containing entries made from day to day in sufficient detail of all cash received and all cash paid ; and 

        (b) where the business of the company has involved dealings in goods, statements of the annual stock takings and (except in the case of goods sold by way of ordinary retail trade) of all goods sold and purchased showing the goods and the buyers and sellers thereof in sufficient detail to enable those goods and those buyers and sellers to be identified. 

542.  Liability for fraudulent conduct of business.   -   (1) If in the course of the proceedings on an application made to the Company Law Board under section 397 or 398 in respect of a company, it appears that any business of the company has been carried on with intent to defraud creditors of the company, or any other persons, or for any fraudulent purpose, the Company Law Board may, if it thinks it proper so to do, declare that any persons who were knowingly parties to the carrying on of the business in the manner aforesaid shall be personally responsible, without any limitation of liability, for all or any of the debts or other liabilities of the company as the Company Law Board may direct. 

    (2)    (a) Where the Company Law Board makes any such declaration, it may give such further directions as it thinks proper for the purpose of giving effect to that declaration. 

            (b) In particular, the Company Law Board may make provision for making the liability of any such person under the declaration a charge on any debt or obligation due from the company to him, or on any mortgage or charge or any interest in any mortgage or charge on any assets of the company held by or vested in him, or any person on his behalf, or any person claiming as assignee from or through the person liable or any person acting on his behalf. 

            (c) The Company Law Board may, from time to time, make such further order as may be necessary for the purpose of enforcing any charge imposed under this sub-section. 

            (d) For the purpose of this sub-section, the expression "assignee" includes any person to whom or in whose favour, by the directions of the person liable, the debt, obligation, mortgage or charge was created, issued or transferred or the interest was created, but does not include an assignee for valuable consideration (not including consideration by way of marriage) given in good faith and without notice of any of the matters on the ground of which the declaration is made. 

    (3) Where any business of a company is carried on with such intent or for such purpose as is mentioned in sub-section (1), every person who was knowingly a party to the carrying on of the business in the manner aforesaid, shall be punishable with imprisonment for a term which may extend to two years, or with fine which may extend to five thousand rupees, or with both. 

    (4) This section shall apply, notwithstanding that the person concerned may be criminally liable in respect of the matter on the ground of which the declaration is to be made. 

543. Power of Company Law Board to assess damages against delinquent directors, etc. - 

    (1) If, in the course of the proceedings on an application made to the Company Law Board under section 397 or 398, it appears that any person who has taken part in the promotion or formation of the company, or any past or present director, managing agent, secretaries and treasurers, manager or officer of the company -             

            (a) has misapplied or retained or become liable or accountable for any money or property of the company ; or 

            (b) has been guilty of any misfeasance or breach of trust in relation to the company ; the Company Law Board may, on the application of any creditor or member, examine into the conduct of such person, director, managing agent, secretaries and treasurers, manager or officer aforesaid, and compel him to repay or restore the money or property or any part thereof respectively, with interest at such rate as the Company Law Board thinks just or to contribute such sum to the assets of the company by way of compensation in respect of the misapplication retainer, misfeasance or breach of trust as the Company Law Board thinks just. 

    (2) This section shall apply notwithstanding that the matter is one for which the person concerned may be criminally liable. 

544.   Liability under sections 542 and 543 to extend to partners or directors in firm or company.  -  Where a declaration under section 542 or an order under section 543 is or may be made in respect of a firm or body corporate, the Company Law Board shall also have power to make a declaration under section 542 or pass an order under section 543, as the case may be, in respect of any person who is a partner in that firm or a director of that body corporate.

 

SCHEDULE XII 

(See section 644) 

Enactments repealed

Year

No.

Subject or short title

1913

VII

The Indian Companies Act, 1913.

 

1942

LIV

The Registration of Transferred Companies Ordinance.

 

1951

LII

The Indian Companies (Amendment) Act, 1951.

 

1952

LI

The Indian Companies (Amendment) Act, 1952.

 

 

SCHEDULE XIII 

(See sections 198, 269, 310 and 311) 

Conditions to be fulfilled for the appointment of a managing or whole-time director or a manager without the approval of the Central Government

PART I 

Appointments

No person shall be eligible for appointment as a managing or whole-time director or a manager (hereinafter referred to as managerial person) of a company unless he satisfies the following conditions, namely :-

 

(a) 

he had not been sentenced to imprisonment for any period, or to a fine exceeding one thousand rupees, for the conviction of an offence under any of the following Acts, namely :-

 

(i)

the Indian Stamp Act, 1899 (2 of 1899), 

 

(ii) 

the Central Excise and Salt Act, 1944 (1 of 1944),

 

(iii)

the Industries (Development and Regulation) Act, 1951 (65 of 1951), 

 

(iv)

the Prevention of Food Adulteration Act, 1954 (37 of 1954),

 

(v)

the Essential Commodities Act, 1955 (10 of 1955), 

 

(vi)

the Companies Act, 1956 (1 of 1956), (vii) the Securities Contracts (Regulation) Act, 1956 (42 of 1956), 

 

(viii)

the Wealth-tax Act, 1957 (27 of 1957), 

 

(ix)

the Income-tax Act, 1961 (43 of 1961),

 

(x)

the Customs Act, 1962 (52 of 1962), 

 

(xi)

the Monopolies and Restrictive Trade Practices Act, 1969 (54 of 1969), 

 

(xii)

the Foreign Exchange Regulation Act, 1973 (46 of 1973), 

 

(xiii)

the Sick Industrial Companies (Special Provisions) Act, 1985 (1 of 1986), 

 

(xiv)

the Securities and Exchange Board of India Act, 1992 (15 of 1992), 

 

(xv) 

the Foreign Trade (Development and Regulation) Act, 1992 (22 of 1992) ; 

 

(b)

he had not been detained for any period under the Conservation of Foreign Exchange and Prevention of Smuggling Activities Act, 1974 (52 of 1974) :

 

Provided that where the Central Government has given its approval to the appointment of a person convicted or detained under sub-paragraph (a) or sub-paragraph (b), as the case may be, no further approval of the Central Government shall be necessary for the subsequent appointment of that person if he had not been so convicted or detained subsequent to such approval ; 

 

[(c)*

he has completed the age of 25 years and has not attained the age of 70 years : 

 

 

Provided that where    -     

 

(i) 

he has not completed the age of 25 years, but has attained the age of majority ; or 

 

(ii)

he has attained the age of 70 years ; and where his appointment is approved by a special resolution passed by the company in general meeting, no further approval of the Central Government shall be necessary for such appointment ; 

 

(d)

 

where he is a managerial person in more than one company he draws remuneration from one or more companies subject to the ceiling provided in Section III of Part II; ]

 

(e)

 

he is resident in India. 

 

 

Explanation. -   For the purpose of this Schedule, resident in India includes a person who has been staying in India for a continuous period of not less than twelve months immediately preceding the date of his appointment as a managerial person and who has come to stay in India,- 

 

(i)

for taking up employment in India, or 

 

(ii)

for carrying on a business or vocation in India.

* Substituted by Notification No. GSR 418(E), dated 12-9-1996.

 

PART II 

Remuneration 

Section I.   -   Remuneration payable by companies having profits 

    Subject to the provisions of section 198 and section 309, a company profits in a financial year may pay any remuneration, by way of salary, dearness allowance, perquisites, commission and other allowances, which shall not exceed five per cent of its net profits for one such managerial person, and if there is more than one such managerial person, ten per cent for all of them together. 

Section II.    -    Remuneration payable by companies having no profits or inadequate profits

*****

** ?1. Notwithstanding anything contained in this Part, where in any financial year during the currency of tenure of the managerial person, a company has no profits or its profits are inadequate, it may pay remuneration to a managerial person by way of salary, dearness allowance, perquisites and any other allowances,- 

(A) not exceeding the ceiling limit of Rs.24,00,000 per annum or Rs.2,00,000 per month calculated on the following scale :- 

Where the effective capital of Monthly remuneration payable shall not exceed 
Company is (Rupees) 

(i) less than rupees 1 crore 75,000 

(ii) rupees 1 crore or more but 1,00,000 
less than rupees 5 crores 

(iii) rupees 5 crores or more but 1,25,000 
less than rupees 25 crores 

(iv) rupees 25 crores or more but 1,50,000 
less than rupees 50 crores 

(v) rupees 50 crores or more but 1,75,000 
less than rupees 100 crores 

(vi) rupees 100 crores or more 2,00,000 : 

Provided that the ceiling limits specified under this sub-paragraph shall apply, if ? 

(i) payment of remuneration is approved by a resolution passed by the Remuneration Committee; 

(ii) the company has not made any default in repayment of any of its debts (including public deposits) or debentures or interest payable thereon for a continuous period of thirty days in the preceding financial year before the date of appointment of such managerial person. 

(B) not exceeding the ceiling limit of Rs.48,00,000 per annum or Rs.4,00,000 per month calculated on the following scale :- 

Where the effective capital of Monthly remuneration payable shall not exceed 
Company is (Rupees) 

(i) less than rupees 1 crore 1,50,000 

(ii) rupees 1 crore or more but 2,00,000 
less than rupees 5 crores 

(iii) rupees 5 crores or more but 2,50,000 
less than rupees 25 crores 

(iv) rupees 25 crores or more but 3,00,000 
less than rupees 50 crores 

(v) rupees 50 crores or more but 3,50,000 
less than rupees 100 crores 

(vi) rupees 100 crores or more 4,00,000 : 


Provided that the ceiling limits specified under this sub-paragraph shall apply, if ? 

(i) payment of remuneration is approved by a resolution passed by the Remuneration Committee; 


(ii) the company has not made any default in repayment of any of its debts (including public deposits) or debentures or interest payable thereon for a continuous period of thirty days in the preceding financial year before the date of appointment of such managerial person; 

(iii) a special resolution has been passed at the general meeting of the company for payment of remuneration for a period not exceeding three years; 

(iv) a statement along with a notice calling the general meeting referred to in clause (iii) is given to the shareholders containing the following information, namely; - 

I. General Information : 

(1) Nature of industry 
(2) Date or expected date of commencement of commercial production 
(3) In case of new companies, expected date of commencement of activities as per project approved by financial institutions appearing in the prospectus. 
(4) Financial performance based on given indicators 
(5) Export performance and net foreign exchange collaborations 
(6) Foreign investments or collaborators, if any. 

II. Information about the appointee : 

(1) Background details 
(2) Past remuneration 
(3) Recognition or awards 
(4) Job profile and his suitability 
(5) Remuneration proposed 
(6) Comparative remuneration profile with respect to industry, size of the company, profile of the position and person (in case of expatriates the relevant details would be w.r.t. the country of his origin) 
(7) Pecuniary relationship directly or indirectly with the company, or relationship with the managerial personnel, if any. 

III. Other information : 

(1) Reasons of loss or inadequate profits 
(2) Steps taken or proposed to be taken for improvement 
(3) Expected increase in productivity and profits in measurable terms. 

IV. Disclosures : 

(1) The shareholders of the company shall be informed of the remuneration package of the managerial person. 

(2) The following disclosures shall be mentioned in the Board of director?s report under the heading ?Corporate Governance?, if any, attached to the annual report : - 

(i) All elements of remuneration package such as salary, benefits, bonuses, stock options, pension etc. of all the directors; 
(ii) Details of fixed component and performance linked incentives along with the performance criteria ; 
(iii) Service contracts, notice period, severance fees; 
(iv) Stock option details, if any, and whether the same has been issued at a discount as well as the period over which accrued and over which exercisable. 


(C) exceeding the ceiling limit of Rs.48,00,000 per annum or Rs.4,00,000 per month calculated on the following scale :- 

Where the effective capital of Monthly remuneration payable exceeds 
Company is (Rupees) 

(i) less than rupees 1 crore 1,50,000 

(ii) rupees 1 crore or more but 2,00,000 
less than rupees 5 crores 

(iii) rupees 5 crores or more but 2,50,000 
less than rupees 25 crores 

(iv) rupees 25 crores or more but 3,00,000 
less than rupees 50 crores 

(v) rupees 50 crores or more but 3,50,000 
less than rupees 100 crores 

(vi) rupees 100 crores or more 4,00,000 : 

Provided that the ceiling limits specified under this sub-paragraph shall apply, if ? 

(i) payment of remuneration is approved by a resolution passed by the Remuneration Committee; 

(ii) the company has not made any default in repayment of any of its debts (including public deposits) or debentures or interest payable thereon for a continuous period of thirty days in the preceding financial year before the date of appointment of such managerial person; 

(iii) a special resolution has been passed at the general meeting of the company for payment of remuneration for a period not exceeding three years; 

(iv) a statement along with a notice calling the general meeting referred to in clause (iii) is given to the shareholders containing the following information, namely; - 

I. General Information : 

(1) Nature of industry 
(2) Date or expected date of commencement of commercial production 
(3) In case of new companies, expected date of commencement of activities as per project approved by financial institutions appearing in the prospectus. 
(4) Financial performance based on given indicators 
(5) Export performance and net foreign exchange collaborations 
(6) Foreign investments or collaborators, if any. 

II. Information about the appointee : 

(1) Background details 
(2) Past remuneration 
(3) Recognition or awards 
(4) Job profile and his suitability 
(5) Remuneration proposed 
(6) Comparative remuneration profile with respect to industry, size of the company, profile of the position and person (in case of expatriates the relevant details would be w.r.t. the country of his origin) 
(7) Pecuniary relationship directly or indirectly with the company, or relationship with the managerial personnel, if any. 

III. Other information : 

(1) Reasons of loss or inadequate profits 
(2) Steps taken or proposed to be taken for improvement 
(3) Expected increase in productivity and profits in measurable terms. 

IV. Disclosures : 

(1) The shareholders of the company shall be informed of the remuneration package of the managerial person. 

(2) The following disclosures shall be mentioned in the Board of director?s report under the heading ?Corporate Governance?, if any attached to the annual report : - 

(i) All elements of remuneration package such as salary, benefits, bonuses, stock options, pension etc. of all the directors; 
(ii) Details of fixed component and performance linked incentives along with the performance criteria ; 
(iii) Service contracts, notice period, severance fees; 
(iv) Stock option details, if any, and whether the same has been issued at a discount as well as the period over which accrued and over which exercisable. 

Provided further that the conditions specified in sub-paragraph (C) shall apply in the case the effective capital of the company is negative. 

Provided also that the prior approval of the Central Government is obtained for payment of remuneration on the above scale. 

** Substituted by Notification No.G.S.R. 36(E) dated 16.01.2002  

2. A managerial person shall also be eligible to the following perquisites which shall not be included in the computation of the ceiling on remuneration specified in paragraph 1 of this section:

        (a) contribution to provident fund, super-annuation fund or annuity fund to the extent these either singly or put together are not taxable under the Income-tax Act, 1961,

        (b) gratuity payable at a rate not exceeding half a month's salary for each completed year of service, and

        (c) encashment of leave at the end of the tenure.

    

3. In addition to the perquisites specified in paragraph 2 of this section, an expatriate managerial person (including a non-resident Indian) shall be eligible to the following perquisites which shall not be included in the computation of the ceiling on remuneration specified in paragraph 1 of this section:

        (a) Children's education allowance: In case of children studying in or outside India, an allowance limited to a maximum of Rs.5,000 per month per child or actual expenses incurred, whichever is less. Such allowance is admissible upto a maximum of two children.

        (b) Holiday passage for children studying outside India/ family staying abroad: Return holiday passage once in a year by economy class or once in two years by first class to children and to the members of the family from the place of their study or stay abroad to India if they are not residing in India with the managerial person.

        (c) Leave travel concession: Return passage for self and family in accordance with the rules specified by the company where it is proposed that the leave be spent in home country instead of anywhere in India.

Explanation I. - For the purposes of section II of this Part, "effective capital" means the aggregate of the paid-up share capital (excluding share application money or advances against shares); amount, if any, for the time being standing to the credit of share premium account; reserves and surplus (excluding revaluation reserve); long-term loans and deposits repayable after one year (excluding working capital loans, over-drafts, interest due on loans unless funded, bank guarantee, etc., and other short-term arrangements) as reduced by the aggregate of any investments (except in the case of investment by an investment company whose principal business is acquisition of shares, stock debentures or other securities), accumulated losses and preliminary expenses not written off.

Explanation II.-

    (a) Where the appointment of the managerial person is made in the year in which company has been incorporated, the effective capital shall be calculated as on the date of such appointment;

    (b) In any other case, the effective capital shall be calculated as on the last date of the financial year preceding the financial year in which the appointment of the managerial person is made.

Explanation III.-

For the purposes of section II of this Part, family means the spouse, dependent children and dependent parents of the managerial person.

******

 

** ?Explanation IV :- For the purposes of this section, ?Remuneration Committee? means that a committee which consists of at least three non-executive independent directors including nominee director or nominee directors, if any. 

Explanation V :- For the purposes of this clause, the Remuneration Committee while approving the remuneration under this section, shall,- 
(a) take into account, financial position of the company, trend in the industry, appointee?s qualification, experience, past performance, past remuneration etc. 
(b) be in a position to bring about objectivity in determining the remuneration package while striking a balance between the interest of the company and the shareholders. 

Explanation VI :- for the purposes of Paragraph 1, ? negative effective capital? means the effective capital which is calculated :- 
(a) in accordance with the provisions contained in Explanation I of this Part; 
(b) less than zero?. 

** Inserted by Notification No.G.S.R. 36(E) dated 16.01.2002 

Section III - Remuneration payable to a managerial person in two companies

Subject to the provisions of section I and II, a managerial person shall draw remuneration from one or both companies, provided that the total remuneration drawn from the companies does not exceed the higher maximum limit admissible from any one of the companies of which he is a managerial person.]

 

PART-III

Provisions applicable to Parts I and II of this Schedule

    1. The appointment and remuneration referred to in Parts I and II of this Schedule shall be subject to approval by a resolution of the shareholders in general meeting.

    2. The auditor or the secretary of the company or where the company has not appointed a secretary, a secretary in whole-time practice shall certify that the requirements of this Schedule have been complied with and such certificate shall be incorporated in the return filed with the Registrar under sub-section (2) of section 269.]

 

Note :- The Principal Schedule was inserted by the Companies (Amendment) Act, 1988 vide GSR No. 559(E) dated 10.06.98 and subsequently amended vide -

(i)            GSR 784 (E) dated 13.07.1988

(ii)           GSR 723 (E) dated 18.09.1990

(iii)          GSR 510 (E) dated 14.07.1993

(iv)          GSR   48 (E) dated 01.02.1994

(v)           GSR 418 (E) dated 12.09.1996

(vi)          GSR 215 (E) dated 02.03.2000

Home Index    Next